Adrienne RowlesCRD Number: 3073899
Current Firm: Ameriprise Financial Services, Inc.
Adrienne Rowles (CRD# 3073899) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Kingston, MA and has over 19 years of experience in the finance industry.
Genesis Wealth Advisors, LLC
Shorepoint Capital Partners LLC
Derby And Company Inc.
|Raymond James Financial Services Advisors, Inc.||Braintree, MA||Jan 2009 - Apr 2017||8|
|Finra||North Scituate, MA||Sep 2008 - Apr 2017||8|
|Raymond James Financial Services, Inc.||Braintree, MA||Jan 2005 - Apr 2017||12|
|Black Swan Stables||Scituate, MA||Jan 2001 - Apr 2017||16|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2017|
|S63||Uniform Securities State Law Examination||Sep 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management198,081MILLIONS
Total Number of Accounts1,126,912ACCOUNTS
Average Account Value$175,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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