Albert Chen, financial advisor Pinehurst NC

Albert Chen

CRD Number: 5996821
Current Firm: Course Management Investment Advisors, LLC

Albert Chen (CRD# 5996821) is an Investment Advisor Representative working at Course Management Investment Advisors, LLC in Pinehurst, NC and has over 12 years of experience in the finance industry. Albert Chen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Course Management Investment Advisors, LLC Pinehurst, NC Jan 2020 - Current 4
Lpl Financial LLC Raleigh, NC Apr 2015 - Mar 2020 4
Householder Group Estate & Retirement Specialists Raleigh, NC Apr 2015 - Feb 2020 4
Merrill Lynch, Pierce, Fenner And Smith Incorporated Columbia, SC Nov 2012 - Apr 2015 2
Bank Of America, N.a. Columbia, SC Dec 2012 - Mar 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2012
S65 NASAA Investment Advisors Law Examination Jul 2012
Contact Info for Albert Chen
Phone Number: (910) 621-3371
Firm Website: https://www.cmiallc.com
Registered State(s):
  • NC
  • SC
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    75
    MILLIONS
  • Total Number of Accounts
    374
    ACCOUNTS
  • Average Account Value
    $200,260
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

NC, SC, TX, VA

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