Alfredo BallesterosCRD Number: 5587245
Current Firm: Lifemark Securities Corp.
Alfredo Ballesteros (CRD# 5587245) is an Investment Advisor Representative working at Lifemark Securities Corp. in Wildomar, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
John P. Dubots Capital Management, LLC
Financial Management Network Inc.
|Independent Insurance Agent||Wildomar, CA||Jun 2017 - Current||< 1|
|Lifemark Securities Corp.||Rochester, NY||Jun 2017 - Current||< 1|
|Musician||Wildomar, CA||Jan 2011 - Current||7|
|After The Music||Wildomar, CA||Apr 2010 - Current||8|
|Trilogy Capital, Inc.||Corona, CA||Nov 2015 - Apr 2017||1|
|National Planning Corporation||Santa Monica, CA||Jan 2011 - Apr 2017||6|
|Unemployed||Corona, CA||Oct 2010 - Dec 2010||< 1|
|Edward Jones||St. Louis, MO||Aug 2008 - Sep 2010||2|
|Citifinancial||Temecula, CA||Mar 2008 - Aug 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management39MILLIONS
Total Number of Accounts464ACCOUNTS
Average Account Value$84,986
- A percentage of assets under your management
- Financial planning services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NY, OH, PA, RI, SC, TN, TX, VA, VT, WI, WV
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