Alison NorrisCRD Number: 6366264
Current Firm: Sofi Wealth LLC
Alison Norris (CRD# 6366264) is an Investment Advisor Representative working at Sofi Wealth LLC in San Francisco, CA and has over 3 years of experience in the finance industry. Alison Norris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Polaris Greystone Financial Group, LLC
Skyoak Wealth Management, Inc.
Blossom Wealth Management, LLC
|Sofi Wealth||San Francisco, CA||Jun 2017 - Current||< 1|
|Provise Management Group, LLC||Clearwater, FL||Jan 2016 - May 2017||1|
|Huckleberry Capital Management||Alexandria, VA||Sep 2015 - Jan 2016||< 1|
|Motley Fool Wealth Management||Alexandria, VA||Jul 2014 - Jul 2015||1|
|The Motley Fool, LLC||Alexandria, VA||Jul 2012 - Jun 2014||1|
|Citystaff||Washington, DC||Apr 2012 - Jul 2012||< 1|
|American Association For The Advancement Of Science||Washington, DC||Aug 2010 - Apr 2012||1|
|Not Applicable (full Time Student)||Bradenton, FL||Jul 2004 - Aug 2010||6|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
Total Assets Under Management43MILLIONS
Total Number of Accounts9,844ACCOUNTS
Average Account Value$4,415
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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