Alison Perrin, financial advisor Oxford CT
96 score

Alison Perrin

CRD Number: 4507432
Current Firm: Ameriprise Financial Services, Inc.

Alison Perrin (CRD# 4507432) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Oxford, CT and has over 16 years of experience in the finance industry. Alison Perrin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services, Inc. Oxford, CT Sep 2017 - Current < 1
Janney Montgomery Scott LLC New Haven, CT Jan 2016 - Sep 2017 1
The Prudential Insurance Company Of America Uniondale, NY May 2015 - Jan 2016 < 1
Pruco Securities, LLC Uniondale, NY May 2015 - Jan 2016 < 1
Metlife Securities Inc. West Hartford, CT Jan 2015 - May 2015 < 1
New England Securities West Hartford, CT Oct 2013 - Jan 2015 1
Centaurus Financial Inc. Anaheim, CA Mar 2013 - Oct 2013 < 1
Metlife Insurance Co Shelton, CT Nov 2006 - Oct 2013 6
Metlife Securities Inc. Shelton, CT Nov 2006 - Mar 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S65 NASAA Investment Advisors Law Examination Jul 2004
Contact Info for Alison S. Perrin
Phone Number: 612-671-3131
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    198,081
    MILLIONS
  • Total Number of Accounts
    1,126,912
    ACCOUNTS
  • Average Account Value
    $175,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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