Allan Katz
CRD Number: 2166004Current Firm: Comprehensive Wealth Management Group, LLC
Compensation Model: Both
Allan Katz (CRD# 2166004) is an Investment Advisor Representative working at Comprehensive Wealth Management Group, LLC in Staten Island, NY and has over 24 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stirlingshire Ria LLC | Nyc, NY | Sep 2023 - Current | < 1 |
| Stirlingshire Bd LLC | Nyc, NY | Jun 2023 - Current | < 1 |
| Comprehensive Wealth Management Group,llc | Staten Island, NY | May 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1991 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Other
NJ, NY
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