Allison BalmoresCRD Number: 5785776
Current Firm: Td Private Client Wealth LLC
Allison Balmores (CRD# 5785776) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Portland, ME and has over 13 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ubs Financial Services Inc.
Mml Investors Services, LLC
|Td Bank N.a.||Marlton, NJ||May 2023 - Current||< 1|
|Td Private Client Wealth LLC||Marlton, NJ||Jul 2016 - Current||7|
|Td Bank, N.a.||Philadelphia, PA||Jul 2016 - May 2023||6|
|Wells Fargo Advisors, LLC||Moorestown, NJ||Jul 2013 - Jul 2016||3|
|Wells Fargo Bank Na||Morrestown, NJ||May 2013 - Jul 2016||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2010|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management4,662MILLIONS
Total Number of Accounts7,606ACCOUNTS
Average Account Value$612,974
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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