Amber Soden, financial advisor New York NY

Amber Soden

CRD Number: 5298240
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Amber Soden (CRD# 5298240) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. New York, NY Jan 2023 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Nov 2022 - Current 1
Charles Schwab & Company, Inc. New York City, NY Oct 2018 - Nov 2022 4
Charles Schwab Bank New York City, NY Oct 2018 - Nov 2022 4
Fidelity Personal And Workplace Advisors South Bend, IN Jul 2018 - Sep 2018 < 1
Fidelity Brokerage Services LLC South Bend, IN Oct 2016 - Sep 2018 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati, OH Oct 2015 - Oct 2016 1
Fidelity Investments Covington, KY Jan 2007 - Oct 2015 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2007
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Amber M. Soden
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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