Amy YongCRD Number: 4847859
Current Firm: Ariel Investments, LLC
Amy Yong (CRD# 4847859) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 14 years of experience in the finance industry.
Sequoia Wealth Management, LLC
Tc Wealth Partners, LLC
Cetera Investment Advisers LLC
|Ariel Distributors, LLC||Chicago, IL||Jun 2019 - Current||1|
|Ariel Investments, LLC||Chicago, IL||Jun 2019 - Current||1|
|Macquarie Capital (usa) Inc.||New York, NY||Jun 2008 - May 2019||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2006|
|S66||NASAA Uniform Combined State Law Examination||Jul 2019|
Total Assets Under Management13,217MILLIONS
Total Number of Accounts189ACCOUNTS
Average Account Value$69,931,845
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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