Andrew Katz, financial advisor Lake Ariel PA
93 score

Andrew Katz

CRD Number: 1058497
Current Firm: Prospera Financial Services, Inc.

Andrew Katz (CRD# 1058497) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Lake Ariel, PA and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Prospera Financial Services Altoona, PA Apr 2000 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Jan 1992
Contact Info for Andrew B. Katz
Phone Number: 972-581-3000
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    1,666
    MILLIONS
  • Total Number of Accounts
    6,698
    ACCOUNTS
  • Average Account Value
    $248,794
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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