Andrew RosenzweigCRD Number: 6998447
Current Firm: Ubs Financial Services Inc.
Andrew Rosenzweig (CRD# 6998447) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 3 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
|Ubs Financial Services||Walnut Creek, CA||Jan 2019 - Current||4|
|Ubs Financial Services||Walnut Creek, CA||Aug 2018 - Jan 2019||< 1|
|None||Nashville, TN||May 2018 - Aug 2018||< 1|
|Vanderbilt University||Nashville, TN||Aug 2014 - May 2018||3|
|Aduro Biotech||Berkeley, CA||May 2017 - Aug 2017||< 1|
|Orinda Country Club||Orinda, CA||May 2015 - Aug 2017||2|
|Miramonte High School||Orinda, CA||Aug 2010 - Aug 2014||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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