Ann Swartz, financial advisor Marshfield MA
96 score

Ann Swartz

CRD Number: 2014737
Current Firm: Integrated Wealth Concepts LLC

Ann Swartz (CRD# 2014737) is an Investment Advisor Representative working at Integrated Wealth Concepts LLC in Marshfield, MA and has over 28 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC Waltham, MA Sep 2016 - Current 1
Integrated Wealth Concepts LLC Waltham, MA Sep 2016 - Current 1
Lincoln Financial Advisors Corporation Waltham, MA Mar 2014 - Sep 2016 2
Financial Productivity Group Plympton, MA Mar 2013 - Mar 2014 1
New England Securities Corporation Providence, RI Jun 2001 - Mar 2013 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
Contact Info for Ann L. Swartz
Phone Number: (781) 890-3045
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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