Ante FericCRD Number: 1387852
Current Firm: J.p. Morgan Securities LLC
Ante Feric (CRD# 1387852) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Ventura, CA and has over 32 years of experience in the finance industry.
Lamia Financial Group, Inc.
Greyfox Investors LLC
Western International Securities
|Jp Morgan Securities, LLC||Ventura, CA||Sep 2017 - Current||< 1|
|Bank Of America, N.a.||Westlake Village, CA||Oct 2011 - Sep 2017||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Weslake Village, CA||Jun 2010 - Sep 2017||7|
|Wells Fargo Investments, LLC||West Hills / Agoura Hills, CA||Sep 2008 - Jul 2010||1|
|Wells Fargo Bank, Na||West Hills / Agoura Hills, CA||Sep 2008 - Jul 2010||1|
|Countrywide Investment Services, Inc.||Thousand Oaks, CA||Jun 2008 - Aug 2008||< 1|
|Countrywide Bank, Fsb||Thousand Oaks, CA||Jun 2008 - Aug 2008||< 1|
|Amerivest Investment Management||Oxnard, CA||May 2006 - Jun 2008||2|
|Td Ameritrade||Oxnard, CA||Apr 2006 - Jun 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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