Antonio RiosCRD Number: 1457522
Current Firm: Morgan Stanley
Antonio Rios (CRD# 1457522) is an Investment Advisor Representative working at Morgan Stanley in Sherman Oaks, CA and has over 22 years of experience in the finance industry.
Fried Asset Management, Inc.
|Morgan Stanley Smith Barney LLC||Sherman Oaks, CA||Oct 2017 - Current||< 1|
|Wells Fargo Clearing Services, LLC||Beverly Hills, CA||Nov 2016 - Sep 2017||< 1|
|Wells Fargo Advisors, LLC||Beverly Hills, CA||Feb 2012 - Nov 2016||4|
|Century 21 Hometown||Santa Maria, CA||Oct 2011 - Jun 2012||< 1|
|Unemployed||Santa Maria, CA||Jan 2011 - Oct 2011||< 1|
|Twainy Associates (closed)||Las Vegas, NV||Nov 2009 - Dec 2010||1|
|Realty One Group||Henderson, NV||Sep 2009 - Oct 2009||< 1|
|Unemployed||Henderson, NV||Jul 2009 - Aug 2009||< 1|
|Wal Mart||Henderson, NV||Mar 2009 - Jun 2009||< 1|
|Unemployed||Pharr, TX||Jan 2009 - Feb 2009||< 1|
|Prudential Real Estate Professionals||Mcallen, TX||Mar 2008 - Dec 2008||< 1|
|Mcallen Realty (closed)||Mcallen, TX||May 2005 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1995|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management598,503MILLIONS
Total Number of Accounts1,610,240ACCOUNTS
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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