Branden EmmonsCRD Number: 6197328
Current Firm: Park Avenue Securities LLC
Branden Emmons (CRD# 6197328) is an Investment Advisor Representative working at Park Avenue Securities LLC in Sugar Land, TX and has over 5 years of experience in the finance industry.
The Goff Financial Group
Linscomb & Williams
Hill Investment Group
|Park Avenue Securities||New York, NY||Feb 2017 - Current||1|
|Guardian Life Insurance Co Of America||New York, NY||Feb 2017 - Current||1|
|Pruco Securities LLC||Houston, TX||May 2013 - Jan 2017||3|
|The Prudential Insurance Company Of America||Houston, TX||May 2013 - Jan 2017||3|
|Trugreen||League City, TX||Aug 2012 - Oct 2013||1|
|Unemployed||League City, TX||Jun 2012 - Aug 2012||< 1|
|24 Hour Fitness, Inc.||Carlsbad, CA||Nov 2000 - Jun 2012||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2013|
|S65||NASAA Investment Advisors Law Examination||Apr 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management2,821MILLIONS
Total Number of Accounts15,391ACCOUNTS
Average Account Value$183,263
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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