Breann RootCRD Number: 4600411
Current Firm: Hsbc Securities (usa) Inc.
Breann Root (CRD# 4600411) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Depew, NY and has over 15 years of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Hsbc Technology & Services (usa) Inc.||Depew, NY||Dec 2016 - Current||1|
|Hsbc Securities (usa) Inc.||Depew, NY||Jan 2015 - Current||3|
|Hsbc Securities (usa) Inc.||Washington, DC||Jun 2012 - Jan 2015||2|
|Hsbc Securiities (usa) Inc.||Buffalo, NY||May 2010 - Jun 2012||2|
|Hsbc Securities (usa) Inc.||Buffalo, NY||Jun 2009 - May 2010||< 1|
|Citigroup Global Markets Inc.||Amherst, NY||May 2007 - Jun 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
Total Assets Under Management2,974MILLIONS
Total Number of Accounts12,328ACCOUNTS
Average Account Value$241,245
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV