Bret Hormuth, financial advisor Santa Barbara CA
93 score

Bret Hormuth

CRD Number: 5550880
Current Firm: Charles Schwab & Company, Inc.

Bret Hormuth (CRD# 5550880) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Santa Barbara, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Santa Barbara, CA Nov 2013 - Current 4
Charles Schwab Bank Santa Barbara, CA Nov 2013 - Current 4
J.p. Morgan Securities LLC Camarillo, CA Oct 2012 - Oct 2013 1
Jpmorgan Chase Bank Westlake Village, CA Nov 2009 - Oct 2013 3
Chase Investment Services Corp Westlake Village, CA Nov 2009 - Oct 2012 2
Robert Half International Oxnard, CA Apr 2009 - Oct 2009 < 1
Aig Sunamerica Woodland Hills, CA Jun 2008 - Mar 2009 < 1
Aig Sunamerica Capital Services, Inc. Woodland Hills, CA Jun 2008 - Mar 2009 < 1
Alliance Bank Irvine, CA Sep 2005 - Jun 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Bret S. Hormuth
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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