Brett CaldwellCRD Number: 6417819
Current Firm: Modera Wealth Management, LLC
Brett Caldwell (CRD# 6417819) is an Investment Advisor Representative working at Modera Wealth Management, LLC in Inverness, FL and has over 3 years of experience in the finance industry. Brett Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Royal Fund Management, LLC
Modera Wealth Management, LLC
Wells Fargo Clearing Services, LLC
|Modera Wealth Management||Inverness, FL||Nov 2017 - Current||< 1|
|Financial Insight Center||Salt Lake City, UT||Mar 2016 - Nov 2017||1|
|The Insight Group Insurance Agency, LLC||Salt Lake City, UT||Jun 2014 - Nov 2017||3|
|The Insight Group Inc.||Salt Lake City, UT||Jun 2014 - Mar 2016||1|
|Utah State Tax Commission||Salt Lake City, UT||Jan 2013 - Jun 2014||1|
|Utah State University||Logan, UT||Aug 2006 - Dec 2012||6|
|Liberty Tax Service||Logan, UT||Jan 2012 - Apr 2012||< 1|
|Unemployed||Logan, UT||Jun 2011 - Dec 2011||< 1|
|Kmart||Layton/murray, UT||Feb 2009 - May 2011||2|
|Utah State University||Logan, UT||Aug 2007 - Dec 2008||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
Total Assets Under Management2,066MILLIONS
Total Number of Accounts5,440ACCOUNTS
Average Account Value$379,835
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CT, DC, FL, GA, IL, LA, MA, MD, ME, NC, NH, NJ, NY, OR, PA, SC, TX, UT, VA
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