Brett Gatta, financial advisor Latham NY
93 score

Brett Gatta

CRD Number: 6051293
Current Firm: Park Avenue Securities LLC

Brett Gatta (CRD# 6051293) is an Investment Advisor Representative working at Park Avenue Securities LLC in Latham, NY and has over 5 years of experience in the finance industry.

Similar Advisors
Cullen Breen, CFP®, financial advisor Latham NY
Cullen Breen, CFP®
CRD# 5818590
Dutch Asset Corporation
Score
103
Similar Advisors
Howard Madlin, financial advisor Latham NY
Howard E. Madlin
CRD# 2905045
Cetera Investment Advisers LLC
Score
101
Similar Advisors
Cory Bonanno, financial advisor Latham NY
Cory C. Bonanno
CRD# 5532063
Cetera Advisor Networks LLC
Score
100
Company Name Location Dates Years
Guardian Life Insurance Company Latham, NY Oct 2016 - Current 1
Wealth Advisory Group LLC Latham, NY Oct 2016 - Current 1
Park Avenue Securities LLC Latham, NY Oct 2016 - Current 1
Nyang Scotia, NY Mar 2006 - Current 12
Morgan Stanley Private Bank, National Association New York, NY Dec 2013 - Oct 2016 2
John Thomas Financial New York, NY Apr 2012 - Nov 2012 < 1
General Electric Schenectady, NY Oct 2007 - Aug 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination Jan 2014
Contact Info for Brett M. Gatta
Phone Number: 1-888-600-4667
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    2,821
    MILLIONS
  • Total Number of Accounts
    15,391
    ACCOUNTS
  • Average Account Value
    $183,263
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Brett Gatta and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.