Brian Frick, financial advisor Ada MI
93 score

Brian Frick

CRD Number: 5343524
Current Firm: Usa Financial Securities Corporation

Brian Frick (CRD# 5343524) is an Investment Advisor Representative working at Usa Financial Securities Corporation in Ada, MI and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Usa Financial Securities Ada, MI Nov 2017 - Current < 1
Frick & Company Pllc Sun City West, AZ Jul 2005 - Current 12
Invest Financial Corp Sun City West, AZ May 2007 - Nov 2017 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination May 2008
Contact Info for Brian E. Frick
Phone Number: 888-407-8198
Registered State(s):
  • AZ
  • ID
  • WA
  • UT
  • CA
By the Numbers
  • Total Assets Under Management
    262
    MILLIONS
  • Total Number of Accounts
    1,924
    ACCOUNTS
  • Average Account Value
    $136,313
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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