Brian Hu, financial advisor San Diego CA
93 score

Brian Hu

CRD Number: 5585369
Current Firm: Lpl Financial LLC

Brian Hu (CRD# 5585369) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC San Diego, CA Dec 2017 - Current < 1
East West Bank Pasadena, CA Aug 2015 - Dec 2017 2
Cetera Investment Services LLC St Cloud, MN Aug 2015 - Dec 2017 2
Cetera Investment Advisers LLC Pasadena, CA Aug 2015 - Dec 2017 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hacienda Heights, CA Sep 2014 - Aug 2015 < 1
Bank Of America, N.a. Hacienda Heights, CA Sep 2014 - Aug 2015 < 1
Unemployed Cerritos, CA Sep 2013 - Aug 2014 < 1
Scottrade, Inc. Alhambra, CA Jun 2011 - Aug 2013 2
Scottrade, Inc. St. Louis, MO Nov 2009 - May 2011 1
Core Pacific Securities Usa LLC Covina, CA Aug 2008 - Oct 2009 1
Unemployed Long Beach, CA Apr 2008 - Aug 2008 < 1
Acm Technologies Inc. Corona, CA Aug 2006 - Apr 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Brian Hu
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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