Brian Laux, financial advisor Middletown NJ
93 score

Brian Laux

CRD Number: 1447864
Current Firm: Victory Capital Management Inc.

Brian Laux (CRD# 1447864) is an Investment Advisor Representative working at Victory Capital Management Inc. in Middletown, NJ and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Victory Capital Management Inc. Brooklyn, OH Mar 2017 - Current 1
Victory Capital Advisers Brooklyn, OH Mar 2017 - Current 1
Invesco Advisers, Inc. Atlanta, GA Jan 2010 - Mar 2017 7
Invesco Aim Distributors, Inc. Houston, TX Jun 2009 - Mar 2017 7
Unemployed Middletown, NJ Jan 2009 - May 2009 < 1
Frank Russell Company New York, NY Jan 2004 - Dec 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S66 NASAA Uniform Combined State Law Examination Jul 2003
Contact Info for Brian C. Laux
Phone Number: 877-660-4400
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    54,952
    MILLIONS
  • Total Number of Accounts
    2,275
    ACCOUNTS
  • Average Account Value
    $24,154,945
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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