Brian Smith, financial advisor Huntsville TX

Brian Smith

CRD Number: 1789316
Current Firm: Cambridge Investment Research Advisors, Inc.

Brian Smith (CRD# 1789316) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Huntsville, TX and has over 36 years of experience in the finance industry. Brian Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Apr 2017 - Current 6
Cambridge Investment Research Advisors, Inc. Fairfield, IA Apr 2017 - Current 6
Parkland Securities Ann Arbor, MI Aug 2014 - Apr 2017 2
Sigma Planning Corp Huntsville, TX Apr 2002 - Apr 2017 15
Sammons Securities Company, LLC Ann Arbor, MI Feb 2002 - Aug 2014 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1988
Contact Info for Brian B. Smith
Phone Number: 641-472-5100
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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