Brooks Allen, financial advisor Westlake Village CA

Brooks Allen

CRD Number: 7009470
Current Firm: One Capital Management, LLC

Brooks Allen (CRD# 7009470) is an Investment Advisor Representative working at One Capital Management, LLC in Westlake Village, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
One Capital Management, LLC Westlake Village, CA Mar 2022 - Current < 1
Mercer Global Advisors Inc. Sherman Oaks, CA Nov 2019 - Current 3
Unemployed Simi Valley, CA Apr 2019 - Nov 2019 < 1
Fidelity Brokerage Services LLC Pasadena, CA Aug 2018 - Apr 2019 < 1
Mission Wealth Management Santa Barbara, CA Apr 2018 - Jun 2018 < 1
Uc Santa Barbara Santa Barbara, CA Sep 2016 - Jun 2018 1
Unemployed Simi Valley, CA Jun 2016 - Apr 2018 1
Costco Wholesale Simi Valley, CA Nov 2015 - Jun 2016 < 1
Moorpark College Moorpark, CA Aug 2013 - May 2016 2
Rite Aid Simi Valley, CA Jul 2013 - Oct 2015 2
Unemployed Simi Valley, CA Aug 2008 - Jul 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2019
S65 NASAA Investment Advisors Law Examination Feb 2020
Contact Info for Brooks L. Allen
Phone Number: 805.409.8150
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,452
    MILLIONS
  • Total Number of Accounts
    8,093
    ACCOUNTS
  • Average Account Value
    $550,140
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OR, PA, TN, TX, UT, VA, VT, WA, WI

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