Caleb Stear, financial advisor Chico CA
93 score

Caleb Stear

CRD Number: 5512907
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Caleb Stear (CRD# 5512907) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chico, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville, CA Sep 2016 - Current 1
Bank Of America, N.a. Roseville, CA Sep 2016 - Current 1
Edward Jones St Louis, MO Aug 2014 - Sep 2016 2
J.p. Morgan Securities LLC Chico, CA Oct 2013 - Aug 2014 < 1
Jpmorgan Chase Bank Chico, CA Oct 2013 - Aug 2014 < 1
Jpmorgan Chase Bank Paradise, CA Oct 2012 - Sep 2013 < 1
J.p. Morgan Securities LLC Paradise, CA Oct 2012 - Oct 2012 < 1
Chase Investment Services Corp. Paradise, CA Oct 2010 - Sep 2012 1
Jpmorgan Chase Bank Paradise, CA Apr 2010 - Sep 2010 < 1
Chase Investment Services Corp. Paradise, CA Apr 2010 - Sep 2010 < 1
Stifel Nicolaus & Company Paradise, CA Sep 2008 - Mar 2010 1
Wachovia Securities, LLC Paradise, CA Mar 2008 - Sep 2008 < 1
Sleep Train Inc. Citrus Heights, CA Mar 2008 - Mar 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Caleb A. Stear
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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