Carlos Woodruff, financial advisor Apopka FL
96 score

Carlos Woodruff

CRD Number: 5488191
Current Firm: Wealth Watch Advisors, LLC

Carlos Woodruff (CRD# 5488191) is an Investment Advisor Representative working at Wealth Watch Advisors, LLC in Apopka, FL and has over 10 years of experience in the finance industry. Carlos Woodruff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wealth Watch Advisors LLC Englewood, CO Oct 2017 - Current < 1
Stepping Stone Financial Services Apopka, FL Sep 1998 - Current 19
Horter Investment Management, LLC Cincinnati, OH Feb 2013 - Oct 2017 4
Gradient Advisors, LLC Shoreview, MN Feb 2012 - Dec 2012 < 1
Brokers International Financial Services Panora, IA May 2010 - Oct 2011 1
Princor Financial Services Corporation Maitland, FL Apr 2009 - Mar 2010 < 1
Principal Life Insurance Company Maitland, FL Apr 2009 - Mar 2010 < 1
Carlos Woodruff Apopka, FL Mar 1997 - Apr 2009 12
Valic/aig Retirement Advisors Orlando, FL Feb 2008 - Mar 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Carlos R. Woodruff
Phone Number: 855-822-3708
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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