Caroline Calder, financial advisor Greenwich CT

Caroline Calder

CRD Number: 1125271
Current Firm: Morgan Stanley

Caroline Calder (CRD# 1125271) is an Investment Advisor Representative working at Morgan Stanley in Greenwich, CT and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a. New York, NY Apr 2019 - Current 4
Morgan Stanley Greenwich, CT Mar 2019 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport, CT Aug 2014 - Mar 2019 4
Bank Of America, N.a. Darien, CT Aug 2014 - Mar 2019 4
Ubs Financial Services Inc. Atlanta, GA Mar 2011 - Aug 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination May 2003
S66 NASAA Uniform Combined State Law Examination Mar 2010
Contact Info for Caroline M. Calder
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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