Charles Etzweiler (CRD# 1600143) is an Investment Advisor Representative working at Nepsis, Inc. in Minneapolis, MN and has over 18 years of experience in the finance industry. Charles Etzweiler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nepsis Inc. | Minneapolis, MN | Jan 2018 - Current | 5 |
| Thrivent Financial | Appleton, WI | Apr 2016 - Oct 2017 | 1 |
| Thrivent Investment Management Inc. | San Diego, CA | Oct 2015 - Sep 2017 | 1 |
| Jonathan Doering - Thrivent Financial | Appleton, WI | Dec 2015 - Apr 2016 | < 1 |
| Nepsis Capital Management, Inc. | Minneapolis, MN | Jan 2012 - Sep 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2005 |
| S63 | Uniform Securities State Law Examination | Dec 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management298MILLIONS
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Total Number of Accounts1,823ACCOUNTS
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Average Account Value$163,391
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