Chester Rubackin, financial advisor Eagle ID
68 score

Chester Rubackin

CRD Number: 5535405
Current Firm: American Independent Securities Group, LLC

Chester Rubackin (CRD# 5535405) is an Investment Advisor Representative working at American Independent Securities Group, LLC in Eagle, ID and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
American Independent Securities Group Eagle, ID Apr 2017 - Current 1
Wells Fargo Clearing Services, LLC Bangor, ME Nov 2016 - Apr 2017 < 1
Wells Fargo Advisors LLC Bangor, ME May 2009 - Nov 2016 7
Wachovia Securities LLC Wakefield, MA May 2008 - May 2009 1
Unemployed Woodcliff Lake, NJ Dec 2007 - May 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Chester Rubackin
Phone Number: 208-489-3131
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    143
    MILLIONS
  • Total Number of Accounts
    1,160
    ACCOUNTS
  • Average Account Value
    $123,037
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, ME, MI, MN, MT, ND, NH, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
68

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