Christian Pappas (CRD# 4536779) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Fairport, NY and has over 21 years of experience in the finance industry.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St Cloud, MN | Jun 2019 - Current | 4 |
| Cetera Investment Advisers LLC | Fairport, NY | Jun 2019 - Current | 4 |
| Foresters Financial Services | Rochester, NY | Oct 2015 - Jun 2019 | 3 |
| Foresters Advisory Services LLC | Rochester, NY | May 2014 - Jun 2019 | 5 |
| First Investors Corporation | Rochester, NY | Nov 2014 - Oct 2015 | < 1 |
| Boy Scouts Of America | Penfield, NY | Aug 2013 - Jul 2015 | 1 |
| Rotary District 7120 | Rochester, NY | Jul 2013 - Jul 2015 | 2 |
| Penfield Rotary | Penfield, NY | Jun 2012 - Jul 2015 | 3 |
| First Investors Corp | Rochester, NY | May 2002 - Nov 2014 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2002 |
| S66 | NASAA Uniform Combined State Law Examination | May 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
- NY
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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