Cliff Nguyen, financial advisor Beverly Hills CA

Cliff Nguyen

CRD Number: 7111133
Current Firm: Wells Fargo Clearing Services, LLC

Cliff Nguyen (CRD# 7111133) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Beverly Hills, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Beverly Hills, CA Feb 2022 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Segundo, CA Apr 2019 - Feb 2022 2
Bank Of America, N.a. El Segundo, CA Apr 2019 - Feb 2022 2
Sawleaf Cafe Inc. 1120 Loma Vista Dr, CA Jun 2013 - Mar 2019 5
Willows Development Company Falls Church, VA Apr 2008 - Jun 2013 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Cliff V. Nguyen
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    647,796
    MILLIONS
  • Total Number of Accounts
    1,477,661
    ACCOUNTS
  • Average Account Value
    $438,393
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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