Cliff NguyenCRD Number: 7111133
Current Firm: Wells Fargo Clearing Services, LLC
Cliff Nguyen (CRD# 7111133) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Beverly Hills, CA and has over 3 years of experience in the finance industry.
Grove Point Advisors, LLC
Awm Capital, LLC
Aqua Capital Advisors
|Wells Fargo Clearing Services, LLC||Beverly Hills, CA||Feb 2022 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||El Segundo, CA||Apr 2019 - Feb 2022||2|
|Bank Of America, N.a.||El Segundo, CA||Apr 2019 - Feb 2022||2|
|Sawleaf Cafe Inc.||1120 Loma Vista Dr, CA||Jun 2013 - Mar 2019||5|
|Willows Development Company||Falls Church, VA||Apr 2008 - Jun 2013||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2019|
Total Assets Under Management647,796MILLIONS
Total Number of Accounts1,477,661ACCOUNTS
Average Account Value$438,393
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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