Cornell Smith, financial advisor Culpeper VA
81 score

Cornell Smith

CRD Number: 5898265
Current Firm: Suntrust Advisory Services, Inc.

Cornell Smith (CRD# 5898265) is an Investment Advisor Representative working at Suntrust Advisory Services, Inc. in Culpeper, VA and has over 6 years of experience in the finance industry.

Similar Advisors
Theodore Barger, financial advisor Culpeper VA
Theodore N. Barger
CRD# 2339760
Bb&t Securities, LLC
Score
96
Similar Advisors
William Cameron, financial advisor Culpeper VA
William W. Cameron
CRD# 2360063
Third Millennium Advisors, Inc.
Score
96
Similar Advisors
Susan Christ, financial advisor Culpeper VA
Susan O. Christ
CRD# 4985718
Hendershot Investments, Inc.
Score
96
Company Name Location Dates Years
Suntrust Bank Culpeper, VA Jul 2017 - Current < 1
Suntruet Investment Services Inc. Atlanta, GA Jul 2017 - Current < 1
Suntrust Advisory Services, Inc. Atlanta, GA Jul 2017 - Current < 1
Wells Fargo Clearing Services, LLC Charlottesville, VA Nov 2016 - Jun 2017 < 1
Wells Fargo Bank, Na Charlottesville, VA Jul 2014 - Jun 2017 2
Wells Fargo Advisors, LLC Charlottesville, VA Jul 2014 - Nov 2016 2
Suntrust Bank Manakin Sabot, VA Sep 2013 - Jul 2014 < 1
Carmax Glen Allen, VA Jun 2013 - Feb 2014 < 1
Wachovia Bank, N.a. Richmond, VA Apr 2010 - Jul 2013 3
Wells Fargo Advisors LLC Richmond, VA Mar 2011 - Mar 2013 2
Citifinancial Richmond, VA Oct 2007 - Apr 2010 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
S65 NASAA Investment Advisors Law Examination May 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Cornell E. Smith
Phone Number: 404-827-6461
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    17,726
    MILLIONS
  • Total Number of Accounts
    37,178
    ACCOUNTS
  • Average Account Value
    $476,799
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Cornell Smith and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.