Curtis BrooksCRD Number: 1260487
Current Firm: 5c Capital Management, LLC
Curtis Brooks (CRD# 1260487) is an Investment Advisor Representative working at 5c Capital Management, LLC in Woodcliff Lake, NJ and has over 33 years of experience in the finance industry. Curtis Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Usaa Financial Advisors Inc.||New York, NY||Sep 2011 - Sep 2016||5|
|Usaa Financial Planning Services||New York, NY||Sep 2011 - Sep 2016||5|
|Gfa Securities, LLC||New York, NY||Oct 2009 - Sep 2011||1|
|Gerstein, Fisher & Associates, Inc.||New York, NY||Oct 2009 - Sep 2011||1|
|First Allied Securities, Inc.||San Diego, CA||Jul 2007 - Oct 2009||2|
|Wealth Partners LLC||New York, NY||Mar 2003 - Oct 2009||6|
|Wealth Partners Advisors, LLC||New York, NY||Oct 2001 - Oct 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Total Assets Under Management219MILLIONS
Total Number of Accounts763ACCOUNTS
Average Account Value$286,919
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CT, FL, MA, NJ, NY
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