Curtis Ladd, financial advisor Sandy UT
96 score

Curtis Ladd

CRD Number: 1383014
Current Firm: Dfpg Investments, Inc.

Curtis Ladd (CRD# 1383014) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 32 years of experience in the finance industry. Curtis Ladd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Benjamin Olson, financial advisor Sandy UT
Benjamin A. Olson
CRD# 5507333
R.o.i.
Score
103
Similar Advisors
Joseph Olson, financial advisor Sandy UT
Joseph G. Olson
CRD# 5507719
R.o.i.
Score
103
Similar Advisors
Jeffrey Zesiger, financial advisor Sandy UT
Jeffrey D. Zesiger
CRD# 2649450
Uma Financial Services Inc.
Score
101
Professional Designations
Company Name Location Dates Years
Dfpg Investments, Inc. South Jordan, UT Aug 2016 - Current 1
First Financial Center Of Dallas Dallas, TX Nov 1985 - Current 32
Vsr Financial Services, Inc. Overland Park, KS Dec 2008 - Aug 2016 7
Vsr Advisory Services Overland Park, KS Dec 2008 - Aug 2016 7
Protective Equity Service Birmingham, AL Nov 1985 - Dec 2008 23
Proequities, Inc. Birmingham, AL Jun 1985 - Dec 2008 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
Contact Info for Curtis T. Ladd
Phone Number: 801-838-9999
Firm Website: http://www.dfpg.com/
Registered State(s):
  • AZ
  • OK
  • TX
  • SC
  • CO
  • FL
  • NC
By the Numbers
  • Total Assets Under Management
    322
    MILLIONS
  • Total Number of Accounts
    1,504
    ACCOUNTS
  • Average Account Value
    $214,256
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

UT

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.