Cynthia Sforza, financial advisor Brea CA

Cynthia Sforza

CRD Number: 5333615
Current Firm: Lucidity Wealth Advisors Inc.

Cynthia Sforza (CRD# 5333615) is an Investment Advisor Representative working at Lucidity Wealth Advisors Inc. in Brea, CA and has over 16 years of experience in the finance industry. Cynthia Sforza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Brandon Averill, financial advisor Brea CA
Brandon L. Averill
CRD# 5781614
Awm Capital, LLC
Similar Advisors
Jason Stein, financial advisor Brea CA
Jason A. Stein
CRD# 6232434
Bluepoint Wealth Advisors
Similar Advisors
Marie Thomasson, financial advisor Brea CA
Marie E. Thomasson
CRD# 6724246
Modern Assets, LLC
Professional Designations
Company Name Location Dates Years
Lucidity Wealth Advisors Inc. Brea, CA Aug 2023 - Current < 1
Towneley Capital Management, Inc. Laguna Hills, CA Mar 2021 - Aug 2023 2
Creative Planning Irvine, CA Jul 2017 - Mar 2021 3
University Of California, Irvine Irvine, CA Feb 2018 - Dec 2019 1
Bronfman E.l. Rothschild Capital, LLC Madison, WI Sep 2016 - Jun 2017 < 1
Bronfman E.l. Rothschild, LP Madison, WI Sep 2016 - Jun 2017 < 1
Cuna Brokerage Services, Inc. Waverly, IA Mar 2016 - Sep 2016 < 1
Cuna Mutual Group Waverly, IA Mar 2016 - Sep 2016 < 1
Schoolsfirst Fcu Huntington Beach, CA Jun 2008 - Jan 2016 7
Cuna Brokerage Services, Inc. Waverly, IA Jun 2008 - Jan 2016 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Cynthia R. Sforza
Phone Number: 949-232-0099
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6
    MILLIONS
  • Total Number of Accounts
    17
    ACCOUNTS
  • Average Account Value
    $366,219
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.