Dale Immekus, financial advisor Lodi CA
83 score

Dale Immekus

CRD Number: 5309353
Current Firm: Independent Financial Group, LLC

Dale Immekus (CRD# 5309353) is an Investment Advisor Representative working at Independent Financial Group, LLC in Lodi, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Group, LLC Lodi, CA Jan 2018 - Current < 1
Creative Financial Designs, Inc. Kokomo, IN Feb 2012 - Jan 2018 5
Cfd Investments, Inc. Kokomo, IN Feb 2012 - Jan 2018 5
Edward Jones St. Louis, MO Mar 2009 - Feb 2012 2
Dedicated Insurance & Financial Services, Inc. Lodi, CA Sep 2008 - Mar 2009 < 1
Hbw Securities LLC Simi Valley, CA Aug 2006 - Mar 2009 2
Young's Market Company West Sacramento, CA Oct 2001 - Mar 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2007
S66 NASAA Uniform Combined State Law Examination May 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dale J. Immekus
Phone Number: 858-436-3180
Firm Website: https://www.ifgsd.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,106
    MILLIONS
  • Total Number of Accounts
    10,516
    ACCOUNTS
  • Average Account Value
    $200,223
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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