Damon Focaracci, financial advisor Salinas CA
93 score

Damon Focaracci

CRD Number: 2978087
Current Firm: Ubs Financial Services Inc.

Damon Focaracci (CRD# 2978087) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Salinas, CA and has over 20 years of experience in the finance industry.

Similar Advisors
Russell Fletcher, financial advisor Salinas CA
Russell L. Fletcher
CRD# 1787137
J.p. Morgan Securities LLC
Score
101
Similar Advisors
Lance Wexler, financial advisor Salinas CA
Lance A. Wexler
CRD# 2543364
Nexus Wealth Advisors, LLC
Score
100
Similar Advisors
Michael Jordan, financial advisor Salinas CA
Michael P. Jordan
CRD# 2605063
Legend Advisory, LLC
Score
98
Company Name Location Dates Years
Ubs Financial Services Inc. Carmel, CA May 2012 - Current 5
Morgan Stanley Smith Barney Salinas, CA Jun 2009 - May 2012 2
Citigroup Global Markets Inc. Salinas, CA Jul 2000 - Jun 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1998
Contact Info for Damon A. Focaracci
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    391,710
    MILLIONS
  • Total Number of Accounts
    885,967
    ACCOUNTS
  • Average Account Value
    $442,127
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Damon Focaracci and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.