Dana Graham (CRD# 5377938) is an Investment Advisor Representative working at Cuso Financial Services in Northampton, MA and has over 16 years of experience in the finance industry.
CRD# 4385290
Lpl Financial LLC
CRD# 6423673
Ubs Financial Services Inc.
CRD# 1748546
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cuso Financial Services, LP | San Diego, CA | Jan 2019 - Current | 5 |
| Umass Five College Federal Credit Union | Northampton, MA | Jan 2019 - Current | 5 |
| Lpl Financial LLC | Jordan, MN | Nov 2017 - Jan 2019 | 1 |
| Frandsen Investment Services | Lakeville, MN | Jan 2017 - Dec 2018 | 1 |
| Investment Centers Of America | Jordan, MN | Jan 2017 - Nov 2017 | < 1 |
| Wells Fargo | Burnsville, MN | Mar 2015 - Jan 2017 | 1 |
| Edward Jones | Lakeville, MN | May 2009 - Mar 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
- MA
-
Total Assets Under Management4,665MILLIONS
-
Total Number of Accounts26,968ACCOUNTS
-
Average Account Value$172,978
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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