Daniel Austin, financial advisor Ada MI
93 score

Daniel Austin

CRD Number: 3076402
Current Firm: Usa Financial Securities Corporation

Daniel Austin (CRD# 3076402) is an Investment Advisor Representative working at Usa Financial Securities Corporation in Ada, MI and has over 19 years of experience in the finance industry.

Similar Advisors
Melissa Stewart, financial advisor Ada MI
Melissa J. Stewart
CRD# 5035751
Raymond James & Associates, Inc.
Score
103
Similar Advisors
Christopher Carlson, financial advisor Ada MI
Christopher S. Carlson
CRD# 3185250
Edward Jones
Score
101
Similar Advisors
Robert Gabridge, financial advisor Ada MI
Robert J. Gabridge
CRD# 5051596
Tarfis Wealth Management
Score
101
Company Name Location Dates Years
Usa Financial Securities Ada, MI Sep 2017 - Current < 1
Financial Independents Lansing, MI Aug 2017 - Current < 1
Unemployed Lansing, MI Feb 2017 - Jul 2017 < 1
Austin Financial, LLC Lansing, MI Dec 2011 - Jan 2017 5
Usa Financial Securities Ada, MI Dec 2011 - Jan 2017 5
Planmember Securities Corporation Carpinteria, CA Nov 2011 - Dec 2013 2
Tiaa-cref East Lansing, MI Feb 2007 - Nov 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Mar 2003
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for Daniel P. Austin
Phone Number: 888-407-8198
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    262
    MILLIONS
  • Total Number of Accounts
    1,924
    ACCOUNTS
  • Average Account Value
    $136,313
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.