Daniel Brooks, financial advisor Allentown PA
93 score

Daniel Brooks

CRD Number: 3093459
Current Firm: Charles Schwab & Company, Inc.

Daniel Brooks (CRD# 3093459) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Allentown, PA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Allentown, PA Mar 2007 - Current 11
Charles Schwab & Company, Inc. Allentown, PA Feb 2007 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Apr 2001
S66 NASAA Uniform Combined State Law Examination Feb 2005
Contact Info for Daniel Brooks
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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