Daniel Carroll, financial advisor Tukwila WA
90 score

Daniel Carroll

CRD Number: 6029151
Current Firm: Lpl Financial LLC

Daniel Carroll (CRD# 6029151) is an Investment Advisor Representative working at Lpl Financial LLC in Tukwila, WA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Tukwila, WA Dec 2017 - Current < 1
Boeing Employees Credit Union Tukwila, WA Dec 2017 - Current < 1
University Of Washington Seattle, WA Nov 2014 - Current 3
Washington Interscholastic Activities Association Renton, WA Nov 2012 - Current 5
3 Point Productions Seattle, WA Jan 2012 - Current 6
Seattle Storm Seattle, WA May 2010 - Current 7
Seattle Pacific University Seattle, WA Sep 2009 - Current 8
Capital One Sharebuilder, Inc. Seattle, WA Mar 2012 - Jul 2017 5
Campuspoint Seattle, WA Feb 2012 - Mar 2012 < 1
Officeteam Seattle, WA Jan 2012 - Feb 2012 < 1
Molly Brown Temps Seattle, WA Sep 2011 - Dec 2011 < 1
Everett Aquasox Everett, WA Jun 2011 - Aug 2011 < 1
West Seattle Bowl Seattle, WA Feb 2009 - Aug 2011 2
Seattle Public Schools Seattle, WA Feb 2009 - Feb 2009 < 1
Willamette University Athletics Department Salem, OR Oct 2007 - Jan 2009 1
Campuspoint Seattle, WA Jun 2008 - Aug 2008 < 1
Amf Imperial Lanes Seattle, WA Jul 2006 - Aug 2008 2
Atkinson Graduate School Of Management Salem, OR Jan 2005 - May 2008 3
Willamette University Salem, OR Aug 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Daniel J. Carroll
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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