Daniel Martin, CFP®
CRD Number: 4594651
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both
Daniel Martin (CRD# 4594651) is an Investment Advisor Representative and CERTIFIED FINANCIAL PLANNER™ practitioner working at D.R. Martin and Associates in Hackensack, NJ and has over 14 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|D.R. MARTIN and ASSOCIATES LLC||HACKENSACK, NJ||Nov 2016 - Current||< 1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Nov 2016 - Current||< 1|
|Triad Advisors, Inc.||Norcross, GA||Feb 2015 - Nov 2016||1|
|First Allied Securities, Inc.||San Diego, CA||Apr 2013 - Feb 2015||1|
|First Allied Advisory Services, Inc.||San Diego, CA||Apr 2013 - Feb 2015||1|
|Morgan Stanley Smith Barney||Paramus, NJ||Jun 2009 - Apr 2013||3|
|Morgan Stanley & Company, Incorporated||Paramus, NJ||Apr 2007 - Apr 2013||6|
|Morgan Stanley Dw Inc.||Paramus, NJ||Sep 2002 - Apr 2007||4|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
|S31||Futures Managed Funds Examination||Feb 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Cambridge and D.R. Martin and Associates, LLC are not affiliated.
CERTIFIED FINANCIAL PLANNER Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
This communication is strictly intended for individuals residing in the states of NJ, NY, PA, and SC. No offers may be made or accepted from any resident outside the specific state(s) referenced.
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