Daniel Wendt, financial advisor Harrisburg PA
80 score

Daniel Wendt

CRD Number: 6118289
Current Firm: Enhancing Capital LLC

Daniel Wendt (CRD# 6118289) is an Investment Advisor Representative working at Enhancing Capital LLC in Harrisburg, PA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Enhancing Capital LLC Harrisburg, PA Aug 2017 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Dec 2015 - May 2017 1
Orrstown Financial Advisors Shippensburg, PA Nov 2015 - May 2017 1
Bb&t Investment Services, Inc. Carlisle, PA Nov 2015 - Nov 2015 < 1
Cetera Investment Advisers LLC Schaumburg, IL Jan 2014 - Nov 2015 1
Susquehanna Bank Harrisburg, PA Sep 2013 - Nov 2015 2
Cetera Investment Services LLC St.cloud, MN Sep 2013 - Nov 2015 2
Ambassador Advisors, LLC Lancaster, PA Jul 2013 - Aug 2013 < 1
American Portfolios Financial Services, Inc. Holbrook, NY Jun 2013 - Aug 2013 < 1
Northwestern Mutual Doylestown, PA Sep 2012 - May 2013 < 1
Unemployed Glenhallen, AK May 2012 - Sep 2012 < 1
Messiah College Mechanicsburg, PA Aug 2010 - May 2012 1
Bureau Of Land Management Glennallen, AK May 2011 - Aug 2011 < 1
Bureau Of Land Management Glennallen, AK May 2010 - Aug 2010 < 1
Student Glennallen, AK Aug 2009 - May 2010 < 1
Bureau Of Land Management Glennallen, AK May 2009 - Aug 2009 < 1
Student Glennallen, AK Aug 2007 - May 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Daniel R. Wendt
Phone Number: (717) 260-5100
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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