Darren SchneckCRD Number: 3056724
Current Firm: Scf Investment Advisors, Inc.
Darren Schneck (CRD# 3056724) is an Investment Advisor Representative working at Scf Investment Advisors, Inc. in Kapaa, HI and has over 19 years of experience in the finance industry. Darren Schneck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Aegis Capital Management, Inc.
State Farm Investment Management Corp.
Retirement Wealth Advisors, Inc.
|Scf Investment Advisors, Inc.||Fresno, CA||Nov 2013 - Current||4|
|National Asset Management, Inc.||Lihue, HI||Dec 2009 - Oct 2013||3|
|National Securities Corporation||Lihue, HI||Dec 2009 - Jan 2013||3|
|Morgan Stanley Smith Barney||Kauai, Lihue, HI||Jun 2009 - Dec 2009||< 1|
|Morgan Stanley & Company, Incorporated||Kauai, Lihue, HI||Apr 2007 - Dec 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,176MILLIONS
Total Number of Accounts7,119ACCOUNTS
Average Account Value$165,154
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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