David Crispin, financial advisor Chapel Hill NC

David Crispin

Seven Cedars Financial

CRD Number: 5973925
Current Firm: Mml Investors Services, LLC
Compensation Model: Both

David R. Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Chapel Hill, NC and has over 8 years of experience in the finance industry. David is a Certified Financial Planner and Chartered Special Needs Consultant who strives to help individuals and business owners articulate and construct and successful financial plan. 

CONTACT
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Company Name Location Dates Years
Mml Investors Services, LLC Chapel Hill, NC Oct 2015 - Current 8
Massmutual Life Insurance Company Chapel Hill, NC Sep 2015 - Current 8
Northwestern Mutual Investment Services, LLC Durham, NC Sep 2013 - Aug 2015 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2011 - Aug 2015 3
Northwestern Mutual Investment Services, LLC Chapel Hill, NC Sep 2011 - Aug 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Sep 2013
Contact Info for David R. Crispin
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Firm Disclaimer:

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

 

Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC Member SIPC. Office of Supervisory Jurisdiction: 4000 Westchase Blvd, Ste 400, Raleigh NC 27607 (919) 755-3100. Seven Cedars Financial is not a subsidiary or affiliate of MML Investors Services, LLC or its affiliated companies.

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