David Dodd, financial advisor Mcallen TX
93 score

David Dodd

CRD Number: 1065148
Current Firm: Ubs Financial Services Inc.

David Dodd (CRD# 1065148) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mcallen, TX and has over 31 years of experience in the finance industry.

Similar Advisors
William Coffman, financial advisor Mcallen TX
William E. Coffman
CRD# 49640
Geneos Wealth Management, Inc.
Score
96
Similar Advisors
Ruth Evans, financial advisor Mcallen TX
Ruth A. Evans
CRD# 2844182
Evans Financial Planning, Inc.
Score
96
Similar Advisors
James Garcia, financial advisor Mcallen TX
James S. Garcia
CRD# 2629687
Securities America Advisors, Inc.
Score
96
Company Name Location Dates Years
Ubs Financial Services Inc. Houston, TX Jan 2010 - Current 8
Ubs International Inc. San Diego, CA Mar 2009 - Jan 2010 < 1
Ubs International Inc. New York, NY Oct 2007 - Mar 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1986
S65 NASAA Investment Advisors Law Examination Jun 2001
Contact Info for David M. Dodd
Phone Number: 201-352-3000
Registered State(s):
  • CA
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    391,710
    MILLIONS
  • Total Number of Accounts
    885,967
    ACCOUNTS
  • Average Account Value
    $442,127
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Dodd and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.