David Fields, financial advisor Riverside CA
93 score

David Fields

CRD Number: 1953457
Current Firm: Waddell & Reed

David Fields (CRD# 1953457) is an Investment Advisor Representative working at Waddell & Reed in Riverside, CA and has over 28 years of experience in the finance industry.

Similar Advisors
Forest Fox, financial advisor Riverside CA
Forest M. Fox
CRD# 2835806
Fox Investing
Score
101
Similar Advisors
Kate King, financial advisor Riverside CA
Kate M. King
CRD# 4654157
Centaurus Financial, Inc.
Score
101
Similar Advisors
Larry McCarty, financial advisor Riverside CA
Larry M. McCarty
CRD# 2201894
Commonwealth Financial Network
Score
101
Company Name Location Dates Years
Waddell & Reed, Inc. San Diego, CA Oct 2017 - Current < 1
Various Insurance Carriers For W&r Insurance Agencies Carlsbad, CA Oct 2017 - Current < 1
Citigroup Global Markets Inc. San Diego, CA Sep 2014 - Oct 2017 3
Unemployed Carlsbad, CA May 2014 - Sep 2014 < 1
Oppenheimer & Co Inc. Newport Beach, CA Nov 2009 - May 2014 4
Morgan Stanley Smith Barney Carlsbad, CA Jun 2009 - Nov 2009 < 1
Citigroup Global Markets Inc. Carlsbad, CA Sep 1999 - Jun 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S65 NASAA Investment Advisors Law Examination Jan 2018
Contact Info for David B. Fields
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • FL
  • OH
  • DE
  • NC
By the Numbers
  • Total Assets Under Management
    19,057
    MILLIONS
  • Total Number of Accounts
    153,035
    ACCOUNTS
  • Average Account Value
    $124,526
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from David Fields and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.