David KwederCRD Number: 277118
Current Firm: Western International Securities
David Kweder (CRD# 277118) is an Investment Advisor Representative working at Western International Securities in Los Angeles, CA and has over 37 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Western International Securities, Inc.||Los Angeles, CA||Aug 2017 - Current||1|
|Financial West Group||Westlake Village, CA||Jul 2012 - Current||6|
|Moors & Cabot||San Francisco, CA||Jan 2010 - Jul 2012||2|
|Morgan Stanley Smith Barney||San Francisco, CA||Jun 2009 - Jan 2010||< 1|
|Morgan Stanley & Company, Incorporated||San Francisco, CA||Apr 2007 - Jan 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1981|
|S65||NASAA Investment Advisors Law Examination||May 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management971MILLIONS
Total Number of Accounts5,000ACCOUNTS
Average Account Value$194,147
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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