David Lewis, financial advisor White Plains NY

David Lewis

CRD Number: 2769530
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David Lewis (CRD# 2769530) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. White Plains, NY Jun 2020 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains, NY Apr 2020 - Current < 1
David Lerner Associates White Plains, NY May 2012 - Jan 2020 7
Allstate Insurance Company White Plains, NY Nov 2019 - Dec 2019 < 1
Bank Of America, N.a. White Plains, NY Aug 2019 - Oct 2019 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains, NY Jun 2019 - Oct 2019 < 1
Nylife Securities LLC Melville, NY Jul 2018 - Jun 2019 < 1
New York Life Insurance Company Melville, NY Apr 2018 - Jun 2019 1
Franklin Grant Properties Bronx, NY Feb 2008 - Apr 2018 10
David Lerner Associates White Plains, NY May 2012 - Nov 2017 5
Monroe College New Rochelle, NY Sep 2014 - Aug 2016 1
David Lewis Realty Bronx, NY Aug 2006 - Apr 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2019
S65 NASAA Investment Advisors Law Examination Oct 2019
Contact Info for David L. Lewis
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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