David McMorris, financial advisor Ridgefield CT
73 score

David McMorris

CRD Number: 2990520
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David McMorris (CRD# 2990520) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ridgefield, CT and has over 20 years of experience in the finance industry.

Similar Advisors
Nat Prentice, financial advisor Ridgefield CT
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Score
107
Similar Advisors
Seaver Wang, financial advisor Ridgefield CT
Seaver T. Wang
CRD# 4643543
Karagosian Financial Services, Inc.
Score
104
Similar Advisors
Thomas Ford, financial advisor Ridgefield CT
Thomas L. Ford
CRD# 1613589
Lpl Financial LLC
Score
103
Company Name Location Dates Years
Bank Of America, N.a. Ridgefield, CT Jun 2017 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgefield, CT Jun 2017 - Current < 1
Keybank Stamford, CT Sep 2016 - Jun 2017 < 1
Key Investment Services LLC Poughkeepsie, NY Sep 2016 - Oct 2016 < 1
Lpl Financial Charlotte, NC Sep 2012 - Sep 2016 4
First Niagara (merged From Hsbc) Fairfield, CT May 2012 - Sep 2016 4
Hsbc Bank (usa) N.a. Fairfield, CT Nov 2010 - May 2012 1
Unemployed Trumbull, CT Aug 2010 - Nov 2010 < 1
Wachovia Securities, LLC White Plains, NY Dec 2008 - Aug 2010 1
Wachovia Bank, N.a. White Plains, NY Dec 2008 - Aug 2010 1
Unemployed Trumbull, CT Aug 2008 - Dec 2008 < 1
Banc Of America Investment Services, Inc. Greenwich, CT Oct 2006 - Jul 2008 1
Bank Of America, N.a. Greenwich, CT Oct 2006 - Jul 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination Mar 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for David McMorris
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from David McMorris and other advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.